Betsy T. Voter

Areas of Practice

Broker-Dealers and Investment Advisers
Corporations and other Business Entities
Commercial Transactions
Mergers and Acquisitions


Betsy concentrates her practice in the areas of financial regulatory compliance, and corporate and securities law. Prior to joining KLMR she was legal counsel for a securities brokerage and clearing firm. Coming from the financial services industry, Betsy understands how to balance clients’ practical and operational needs within a regulatory environment, especially as they relate to the following areas:

  • outsourced compliance for broker-dealers and investment advisers
  • anti-money laundering compliance under the Bank Secrecy Act
  • development and implementation of written supervisory procedures
  • investment adviser and broker-dealer licensing and operations
  • SEC, FINRA, and state inquiries, examinations, and enforcement actions
  • business planning and structuring, entity selection and formation, contract preparation and review, and compliance with federal and state securities laws
  • corporate governance for public and private companies
  • preparing offering documents for public and private financings and periodic reports to comply with federal and state securities laws
  • structuring mergers, securities offerings and acquisitions

In addition to Utah, Betsy is also admitted to the state bars in Pennsylvania and New Jersey, and formerly held the FINRA Series 7 and 63 licenses.


  • University of Utah, S.J. Quinney Law School, Juris Doctor – 2011 (with honors)
    • President, Women’s Law Caucus (2009-2010)
    • Student Director, Kid’s Court Pro Bono Project (2010-2011)
  • University of Utah, Bachelor’s Degree (Sociology) – 2008
    • Member, Phi Kappa Phi
    • Member, Golden Key National Honor Society
    • Member, Alpha Kappa Delta (International Sociological Honor Society)

Professional Activities

  • Utah State Bar
    • Member, Securities and Business Law Sections
    • Member, Women Lawyers of Utah
  • Pennsylvania State Bar
  • New Jersey State Bar
  • Presenter, “Special Topics in Rule 144,” Annual Securities Law Seminar of the Securities Section of the Utah Bar, July 2015