News

FCPA Considerations to Interact with Foreign Officials

If your business requires you to interact with foreign officials, then you probably already know that the Foreign Corrupt Practices Act (FCPA) prohibits you from paying bribes to foreign officials to assist in obtaining or retaining business. The FCPA also
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Parry Presenting on Business Transition Planning

On April 23, 2015, Jon Parry, a business and estate planning attorney at Kruse Landa Maycock & Ricks, will co-present with certified financial planner Susan Wiecks regarding how business owners may plan for one of the most important events of
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SEC Actions Target Companies for Failure to File 8-Ks

On November 5, 2014, the SEC announced enforcement actions against 10 public companies that failed to make required disclosures about unregistered issuances of shares that resulted in the dilution of their stock. The SEC found that each of the 10
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Brokers Selling Unregistered Securities

In connection with an enforcement action, the SEC provided answers to frequently asked questions about the broker’s exemption in the resale of unregistered securities and warnings of common deficiencies in this compliance area among 22 recently examined broker-dealers. This is
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Attorneys Falk and Parry Attend Business Conference

On August 22, 2014, Kruse Landa Maycock & Ricks (KLMR) attorney Jennifer Falk was an invited speaker at a session titled “Business Exit Planning in the Context of Divorce” for the fifteenth annual Exit Planning Conference hosted by the Business
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